Author Archives: P&L Law

About P&L Law

Pamaos & Labao Law Firm (P&L Law) is a full-service professional legal firm, located in Metro Manila, Philippines | Telephone: (+632) 7799-0589 | Email: info@pnl-law.com | Website: http://pnl-law.com

Securities Covered by the Securities Regulation Code (Republic Act No. 8799)

Leave a reply | Related posts at the end of article

Under the Securities Regulation Code (Republic Act No. 8799), SECURITIES are shares, participation or interests in a corporation or in a commercial enterprise or profit-making venture and evidenced by a certificate, contract, instruments, whether written or electronic in character. It includes:

Continue reading →

Reportorial Requirements (Chapter V): Securities Regulation Code

Leave a reply | Related posts at the end of article

[Full text of Securities Regulation Code (Republic Act No. 8799; Chapter I; Chapter II; Chapter III; Chapter IV; Chapter V; Chapter VI; Chapter VII; Chapter VIII; Chapter IX; Chapter X; Chapter XI; Chapter XII; Chapter XIII]

Continue reading →

Regulation of Pre-Need Plans (Chapter IV): Securities Regulation Code

Leave a reply | Related posts at the end of article

[Full text of Securities Regulation Code (Republic Act No. 8799; Chapter I; Chapter II; Chapter III; Chapter IV; Chapter V; Chapter VI; Chapter VII; Chapter VIII; Chapter IX; Chapter X; Chapter XI; Chapter XII; Chapter XIII]

Continue reading →

Securities and Exchange Commission (Chapter II): Securities Regulation Code

Leave a reply | Related posts at the end of article

[Full text of Securities Regulation Code (Republic Act No. 8799; Chapter I; Chapter II; Chapter III; Chapter IV; Chapter V; Chapter VI; Chapter VII; Chapter VIII; Chapter IX; Chapter X; Chapter XI; Chapter XII; Chapter XIII]

Continue reading →

Title and Definitions (Chapter I): Securities Regulation Code

Leave a reply | Related posts at the end of article

[Full text of Securities Regulation Code (Republic Act No. 8799; Chapter I; Chapter II; Chapter III; Chapter IV; Chapter V; Chapter VI; Chapter VII; Chapter VIII; Chapter IX; Chapter X; Chapter XI; Chapter XII; Chapter XIII]

Continue reading →

General Provisions (Section XIII): Securities Regulation Code

Leave a reply | Related posts at the end of article

[Full text of Securities Regulation Code (Republic Act No. 8799; Chapter I; Chapter II; Chapter III; Chapter IV; Chapter V; Chapter VI; Chapter VII; Chapter VIII; Chapter IX; Chapter X; Chapter XI; Chapter XII; Chapter XIII]

Continue reading →

Margin and Credit (Chapter XII): Securities Regulation Code

Leave a reply | Related posts at the end of article

[Full text of Securities Regulation Code (Republic Act No. 8799; Chapter I; Chapter II; Chapter III; Chapter IV; Chapter V; Chapter VI; Chapter VII; Chapter VIII; Chapter IX; Chapter X; Chapter XI; Chapter XII; Chapter XIII]

Continue reading →

Acquisition and Transfer of Securities and Settlement of Transactions in Securities (Chapter XI): Securities Regulation Code

Leave a reply | Related posts at the end of article

[Full text of Securities Regulation Code (Republic Act No. 8799; Chapter I; Chapter II; Chapter III; Chapter IV; Chapter V; Chapter VI; Chapter VII; Chapter VIII; Chapter IX; Chapter X; Chapter XI; Chapter XII; Chapter XIII]

Continue reading →

Registration, Responsibilities an Oversight of Self-Regulatory Organizations (Chapter X): Securities Regulation Code

Leave a reply | Related posts at the end of article

[Full text of Securities Regulation Code (Republic Act No. 8799; Chapter I; Chapter II; Chapter III; Chapter IV; Chapter V; Chapter VI; Chapter VII; Chapter VIII; Chapter IX; Chapter X; Chapter XI; Chapter XII; Chapter XIII]

Continue reading →

Exchanges and Other Securities Trading Markets (Chapter IX): Securities Regulation Code

Leave a reply | Related posts at the end of article

[Full text of Securities Regulation Code (Republic Act No. 8799; Chapter I; Chapter II; Chapter III; Chapter IV; Chapter V; Chapter VI; Chapter VII; Chapter VIII; Chapter IX; Chapter X; Chapter XI; Chapter XII; Chapter XIII]

Continue reading →